SEC Form 4 · accession 0001567619-19-001180

· ABM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Jan 12, 2019

Accepted (ET)

Jan 15, 2019 · 9:39 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000771497

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1,F2	Jan 12, 2019	A	6,711	$0.00	A	45,477	D
Common Stock	Jan 12, 2019	F	3,197	$34.28	D	42,280	D
Common Stock^F3,F4	Jan 15, 2019	S	6,896	$34.0875	D	35,384	D

No Table II lines on this filing.

F1Represents the number of shares of common stock earned in connection with performance shares previously granted on 1/12/2016 and 3/11/2016, based on achievement of certain targets in the period ended 10/31/2018. These performance shares vested on 1/12/2019.
F2The total number of shares reflects an additional 5,369 restricted stock units ("RSUs") that were granted on January 9, 2019 and omitted from the Form 4 filed by the Reporting Person on January 11, 2019. Such RSUs vest 50% on the second anniversary of the grant date and 50% on the fourth anniversary of the grant date, and will settle in shares of common stock. Dividend equivalent rights (DERs) will accrue.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.93 to $34.20, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 of this Form 4.
F4Includes 29,008 unvested RSUs and DERS relating to the unvested RSUs, adjusted to reflect the cumulative effect of fractional shares.