SEC Form 4 · accession 0001225208-19-003542
ABM INDUSTRIES INC /DE/ · ABM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diego Anthony Scaglione
Officer — EVP & Chief Financial Officer
Period of report
Feb 25, 2019
Accepted (ET)
Feb 25, 2019 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2019 | M | 2,856 | $18.31 | A | 62,043 | D | |
| Common StockF2 | Feb 25, 2019 | S | 2,856 | $37.31 | D | 59,187 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3,F4 | $18.31 | Feb 25, 2019 | M | 2,856 | D | — | Oct 11, 2019 | Common Stock | 2,856 | 0 | D |
Explanation of responses
- F1The exercise of stock options and corresponding sale of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
- F2Includes 32,361 unvested RSUs, 2,928 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested RSUs, adjusted to reflect the cumulative effect of fractional shares.
- F3Stock options granted under the 2006 Equity Incentive Plan.
- F425% exercisable on 10/11/2013 and 25% on the anniversary date of the following three years.