SEC Form 4 · accession 0001140361-18-028743
ABM INDUSTRIES INC /DE/ · ABM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott J Giacobbe
Officer — EVP & Chief Operating Officer
Period of report
Jun 14, 2018
Accepted (ET)
Jun 15, 2018 · 1:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 14, 2018 | M | 3,342 | $19.09 | A | 62,186 | D | |
| Common StockF1,F2 | Jun 14, 2018 | S | 3,342 | $30.8968 | D | 58,844 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3,F4 | $19.09 | Jun 14, 2018 | M | 3,342 | D | — | Sep 13, 2018 | Common Stock | 3,342 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.8944 to $30.9050, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.
- F2Includes 28,150 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,435 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015, and DERs related thereto.
- F3Stock options granted under the 2006 Equity Incentive Plan.
- F425% exercisable on 9/13/2012 and 25% on the anniversary date of each of the following three years.