SEC Form 4 · accession 0001140361-18-000026
ABM INDUSTRIES INC /DE/ · ABM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diego Anthony Scaglione
Officer — EVP & Chief Financial Officer
Period of report
Dec 28, 2017
Accepted (ET)
Jan 2, 2018 · 10:22 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 28, 2017 | A | 1,986 | $0.00 | A | 35,444 | D | |
| Common StockF2,F3 | Dec 28, 2017 | A | 5,516 | $0.00 | A | 40,960 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares earned in connection with the performance shares previously granted on 1/15/2015, based on achievement of certain targets in the period ending 10/31/2017. These awards vest on 1/15/2018.
- F2Represents the number of shares earned in connection with the TSR performance shares previously granted on 9/8/2015, based on TSR performance in the 3 year period ending 10/31/2017 as compared to the S&P 600. These awards vest on 9/8/2018.
- F3Includes 16,523 unvested RSUs, 2,850 vested RSUs, the receipt of which has been deferred and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 2,384 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, 5,516 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015, and DERs related thereto.