SEC Form 4 · accession 0001140361-18-000022
ABM INDUSTRIES INC /DE/ · ABM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean A Chin
Officer — SVP - Chief Accounting Officer
Period of report
Dec 28, 2017
Accepted (ET)
Jan 2, 2018 · 10:19 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 28, 2017 | A | 2,016 | $0.00 | A | 23,277 | D | |
| Common StockF2 | Dec 28, 2017 | A | 1,917 | $0.00 | A | 25,194 | D | |
| Common StockF3,F4 | Dec 28, 2017 | A | 1,466 | $0.00 | A | 26,660 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares earned in connection with the performance shares previously granted on 1/15/2015, based on achievement of certain targets in the period ending 10/31/2017. These performance shares vest on 1/15/2018.
- F2Represents the number of shares earned in connection with the performance shares previously granted on 4/10/2015, based on achievement of certain targets in the period ending 10/31/2017. These performance shares vest on 1/15/2018.
- F3Represents the number of shares earned in connection with the TSR performance shares previously granted on 9/8/2015, based on TSR performance in the 3 year period ending 10/31/2017 as compared to the S&P 600. These awards vest on 9/8/2018.
- F4Includes 10,365 RSUs, adjusted to reflect the cumulative effect of fractional shares, 2,421 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, 1,466 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2015, 2,301 performance shares earned but not vested with respect to performance shares granted on 4/10/2015, and DERs related thereto.