SEC Form 4 · accession 0001140361-17-019529
ABM INDUSTRIES INC /DE/ · ABM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rene Jacobsen
Officer — Executive Vice President
Period of report
May 10, 2017
Accepted (ET)
May 11, 2017 · 10:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2017 | M | 950 | $25.30 | A | 16,594 | D | |
| Common StockF2 | May 10, 2017 | S | 950 | $43.10 | D | 15,644 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3,F4 | $25.30 | May 10, 2017 | M | 950 | D | — | Sep 6, 2020 | Common Stock | 950 | 3,390 | D |
Explanation of responses
- F1All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
- F2Includes 11,709 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,642 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 462 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.
- F3Stock options granted under the 2006 Equity Incentive Plan.
- F425% exercisable on 9/6/2014 and 25% on the anniversary date of the following three years.