SEC Form 4 · accession 0001140361-17-011786
ABM INDUSTRIES INC /DE/ · ABM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rene Jacobsen
Officer — Pres - Business & Industry
Period of report
Mar 10, 2017
Accepted (ET)
Mar 13, 2017 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2017 | M | 694 | $25.30 | A | 16,541 | D | |
| Common Stock | Mar 10, 2017 | S | 694 | $42.72 | D | 15,847 | D | |
| Common StockF2 | Mar 10, 2017 | S | 256 | $42.72 | D | 15,591 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3,F4 | $25.30 | Mar 10, 2017 | M | 694 | D | — | Sep 6, 2020 | Common Stock | 694 | 5,290 | D |
Explanation of responses
- F1All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
- F2Includes 11,664 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,635 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 460 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.
- F3Stock options granted under the 2006 Equity Incentive Plan.
- F425% exercisable on 9/6/2014 and 25% on the anniversary date of the following three years.