SEC Form 4 · accession 0001140361-17-008047

· ABM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Feb 16, 2017

Accepted (ET)

Feb 17, 2017 · 10:46 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000771497

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Feb 16, 2017	M	8,447	$18.31	A	144,150	D
Common Stock^F2,F3	Feb 16, 2017	S	8,447	$40.3857	D	135,703	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F4,F5	$18.31	Feb 16, 2017	M	8,447	D	—	Oct 11, 2019	Common Stock	8,447	0	D

F1All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.21 to $40.47, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4.
F3Includes 21,240 unvested RSUs, 82,825 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 10,165 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 1,553 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.
F4Stock options granted under the 2006 Equity Incentive Plan.
F525% exercisable on 10/11/2013 and 25% on the anniversary date of the following three years.