SEC Form 4 · accession 0001140361-17-002402

· ABM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Jan 19, 2017

Accepted (ET)

Jan 20, 2017 · 4:05 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000771497

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jan 19, 2017	M	6,649	$25.30	A	141,838	D
Common Stock^F1,F2	Jan 19, 2017	S	6,649	$39.50	D	135,189	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F3,F4	$25.30	Jan 19, 2017	M	6,649	D	—	Sep 6, 2020	Common Stock	6,649	6,649	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.325 to $39.81, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4.
F2Includes 21,151 unvested RSUs, 82,478 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 10,123 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 1,547 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.
F3Stock options granted under the 2006 Equity Incentive Plan.
F425% exercisable on 9/6/2014 and 25% on the anniversary date of the following three years.