SEC Form 4 · accession 0001140361-17-001638
ABM INDUSTRIES INC /DE/ · ABM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sarah H McConnell
Officer — EVP/GEN. COUNSEL/CORP. SECTY.
Period of report
Jan 10, 2017
Accepted (ET)
Jan 12, 2017 · 11:58 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 10, 2017 | A | 3,832 | $0.00 | A | 74,857 | D | |
| Common StockF2,F3 | Jan 10, 2017 | A | 3,852 | $0.00 | A | 78,708 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares earned in connection with the performance shares previously granted on 1/14/2014, based on achievement of certain targets in the period ending 10/31/2016. These performance shares vest on 1/14/2017.
- F2Represents the number of shares earned in connection with the TSR performance shares previously granted on 9/8/2014, based on TSR performance in the 3 year period ending 10/31/2016 as compared to the S&P 600. These awards vest on 9/8/2017.
- F3Includes 13,050 unvested RSUs, 29,784 vested RSUs, the receipt of which has been deferred, and DERS relating to the RSUs, 7,452 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, 3,852 performance shares earned but not vested with respect to TSR performance shares granted on 9/8/2014, 986 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.