SEC Form 4 · accession 0001140361-17-000294
ABM INDUSTRIES INC /DE/ · ABM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Luke S Helms
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 4, 2017 · 1:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 3, 2017 | M | 12,000 | $6.64 | A | 84,280 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2,F3,F4 | $6.64 | Jan 3, 2017 | M | 12,000 | D | — | — | Common Stock | 12,000 | 0 | D |
Explanation of responses
- F1Includes 7,919 unvested RSUs and 5,782 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.
- F2Non-employee director stock options.
- F350% on director's 61st birthday (12/27/2004), and 50% on director's 64th birthday (12/27/2007).
- F4The options issued under the Executive Stock Option Plan (aka Age-Vested Stock Option Plan), as amended and restated as of September 4, 2007, terminate one year after a director ceases to be a director of the Company.