SEC Form 4 · accession 0001140361-17-000005

· ABM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP/GEN. COUNSEL/CORP. SECTY.

Period of report

Dec 30, 2016

Accepted (ET)

Jan 3, 2017 · 9:42 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000771497

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 30, 2016	M	7,479	$25.30	A	81,446	D
Common Stock^F1,F2	Dec 30, 2016	S	6,249	$40.6784	D	75,197	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F3,F4	$25.30	Dec 30, 2016	M	7,479	D	—	Sep 6, 2020	Common Stock	7,479	2,494	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.62 to $40.79, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4.
F2Includes 13,050 unvested RSUs, 29,784 vested RSUs, the receipt of which has been deferred, and DERS relating to the RSUs, 3,621 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, 986 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.
F3Stock options granted under the 2006 Equity Incentive Plan.
F425% exercisable on 9/6/2014 and 25% on the anniversary date of the following three years.