SEC Form 4 · accession 0001140361-16-085869
ABM INDUSTRIES INC /DE/ · ABM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diego Anthony Scaglione
Officer — EVP & Chief Financial Officer
Period of report
Nov 10, 2016
Accepted (ET)
Nov 10, 2016 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 10, 2016 | S | 500 | $40.50 | D | 27,527 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
- F2Includes 12,408 unvested RSUs, 1,402 vested RSUs, the receipt of which has been deferred and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,447 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, 394 performance shares earned but not vested with respect to performance shares granted on 1/15/2015,and DERs related thereto.