SEC Form 4 · accession 0001140361-16-085644
ABM INDUSTRIES INC /DE/ · ABM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diego Anthony Scaglione
Officer — EVP & Chief Financial Officer
Period of report
Nov 7, 2016
Accepted (ET)
Nov 9, 2016 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 7, 2016 | A | 74 | $39.00 | A | 28,031 | D | |
| Common StockF2 | Nov 7, 2016 | F | 4 | $39.00 | D | 28,027 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan and, if applicable, on performance shares granted under the 2006 Equity Plan, to the extent that such performance shares have been earned under the performance share program relating to such shares. DERs vest in the same manner as the awards to which they relate. Each DER is the economic equivalent of one share of ABM common stock.
- F2Includes 12,408 unvested RSUs, 1,402 vested RSUs, the receipt of which has been deferred and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,447 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, 394 performance shares earned but not vested with respect to performance shares granted on 1/15/2015,and DERs related thereto.