SEC Form 4 · accession 0001140361-16-079609
ABM INDUSTRIES INC /DE/ · ABM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diego Anthony Scaglione
Officer — EVP & Chief Financial Officer
Period of report
Sep 8, 2016
Accepted (ET)
Sep 12, 2016 · 7:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 8, 2016 | F | 450 | $40.42 | D | 24,131 | D | |
| Common StockF1,F2 | Sep 12, 2016 | A | 4,595 | $0.00 | A | 28,727 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units (RSUs) granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. Units vest 50% on the second anniversary of the grant date and 50% on the fourth anniversary of the grant date, and will settle in shares of common stock. Dividend equivalent rights (DERs) will accrue.
- F2Includes 14,437 unvested RSUs, 1,396 vested RSUs, the receipt of which has been deferred and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,441 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, 392 performance shares earned but not vested with respect to performance shares granted on 1/15/2015,and DERs related thereto.