SEC Form 4 · accession 0001140361-16-079606
ABM INDUSTRIES INC /DE/ · ABM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P McClure
Officer — Executive Vice President
Period of report
Sep 12, 2016
Accepted (ET)
Sep 12, 2016 · 7:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 12, 2016 | A | 5,268 | $0.00 | A | 122,242 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units (RSUs) granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. Units vest 50% on the second anniversary of the grant date and 50% on the fourth anniversary of the grant date, and will settle in shares of common stock. Dividend equivalent rights (DERs) will accrue.
- F2Includes 26,334 unvested RSUs, 76,858 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 5,688 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, 1,549 performance shares earned but not vested with respect to performance shares granted on 1/15/2015,and DERs related thereto.