SEC Form 4 · accession 0001140361-16-079601
ABM INDUSTRIES INC /DE/ · ABM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean A Chin
Officer — SVP - Chief Accounting Officer
Period of report
Sep 8, 2016
Accepted (ET)
Sep 12, 2016 · 7:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 8, 2016 | F | 457 | $40.42 | D | 16,627 | D | |
| Common StockF1,F2 | Sep 12, 2016 | A | 2,801 | $0.00 | A | 19,428 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units (RSUs) granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. Units vest 50% on the second anniversary of the grant date and 50% on the fourth anniversary of the grant date, and will settle in shares of common stock. Dividend equivalent rights (DERs) will accrue.
- F2Includes 10,713 RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,464 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, 398 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, 378 performance shares earned but not vested with respect to performance shares granted on 4/10/2015, and DERs related thereto.