SEC Form 4 · accession 0001140361-16-069684
ABM INDUSTRIES INC /DE/ · ABM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Marano
Officer — Pres - Air Serv
Period of report
Jun 13, 2016
Accepted (ET)
Jun 14, 2016 · 1:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 13, 2016 | S | 23,176 | $36.8849 | A | 15,288 | D | |
| Common Stock | Jun 13, 2016 | M | 2,549 | $25.30 | A | 17,837 | D | |
| Common StockF2 | Jun 13, 2016 | S | 2,549 | $37.14 | D | 15,288 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3,F4 | $25.30 | Jun 13, 2016 | M | 2,549 | D | — | Sep 6, 2020 | Common Stock | 2,549 | 2,549 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction at prices from $36.72 to $37.35, inclusive. The reporting person undertakes to provide ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote of to this Form 4.
- F2Includes 12,745 RSUs and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,998 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, 544 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.
- F3Stock options granted under the 2006 Equity Incentive Plan.
- F425% exercisable on 9/6/2014, and 25% exercisable on the anniversary date of each of the following 3 years.