SEC Form 4 · accession 0001140361-16-057279
ABM INDUSTRIES INC /DE/ · ABM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P McClure
Officer — Executive Vice President
Period of report
Mar 9, 2016
Accepted (ET)
Mar 10, 2016 · 2:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2016 | M | 6,549 | $25.30 | A | 122,530 | D | |
| Common StockF2 | Mar 9, 2016 | S | 6,549 | $32.50 | D | 115,981 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3,F4 | $25.30 | Mar 9, 2016 | M | 6,549 | D | — | Sep 6, 2020 | Common Stock | 6,549 | 13,298 | D |
Explanation of responses
- F1All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
- F2Includes 24,261 unvested RSUs, 72,739 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 5,634 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, 1,534 performance shares earned but not vested with respect to performance shares granted on 1/15/2015,and DERs related thereto.
- F3Stock options granted under the 2006 Equity Incentive Plan.
- F425% exercisable on 9/6/2014 and 25% on the anniversary date of each of the following three years.