SEC Form 4 · accession 0001140361-16-047811
ABM INDUSTRIES INC /DE/ · ABM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sarah H McConnell
Officer — EVP/GEN. COUNSEL/CORP. SECTY.
Period of report
Jan 12, 2016
Accepted (ET)
Jan 14, 2016 · 3:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 12, 2016 | A | 3,660 | $0.00 | A | 62,575 | D | |
| Common StockF2 | Jan 12, 2016 | A | 2,052 | $0.00 | A | 64,627 | D | |
| Common StockF3,F4 | Jan 12, 2016 | A | 968 | $0.00 | A | 65,595 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares earned in connection with the performance shares previously granted on 1/14/2013, based on achievement of certain targets in the period ending 10/31/2015. These performance shares vest on 1/14/2016.
- F2Represents the number of shares earned in connection with the performance shares previously granted on 1/14/2014, based on achievement of certain targets in the period ending 10/31/2015. These performance shares vest on 1/14/2017.
- F3Represents the number of shares earned in connection with the performance shares previously granted on 1/15/2015, based on achievement of certain targets in the period ending 10/31/2015. These performance shares vest on 1/15/2018.
- F4Includes 14,599 unvested RSUs, 24,245 vested RSUs, the receipt of which has been deferred and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 3,552 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, 968 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.