SEC Form 4 · accession 0001140361-16-047807
ABM INDUSTRIES INC /DE/ · ABM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Farwell
Officer — Senior Vice President
Period of report
Jan 12, 2016
Accepted (ET)
Jan 14, 2016 · 3:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 12, 2016 | A | 2,335 | $0.00 | A | 41,330 | D | |
| Common StockF2 | Jan 12, 2016 | A | 785 | $0.00 | A | 42,115 | D | |
| Common StockF3,F4 | Jan 12, 2016 | A | 370 | $0.00 | A | 42,485 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares earned in connection with the performance shares previously granted on 1/14/2013, based on achievement of certain targets in the period ending 10/31/2015. These performance shares vest on 1/14/2016.
- F2Represents the number of shares earned in connection with the performance shares previously granted on 1/14/2014, based on achievement of certain targets in the period ending 10/31/2015. These performance shares vest on 1/14/2017.
- F3Represents the number of shares earned in connection with the performance shares previously granted on 1/15/2015, based on achievement of certain targets in the period ending 10/31/2015. These performance shares vest on 1/15/2018.
- F4Includes 7,462 RSUs, and DERs relating to the RSUs, 1,358 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, 370 performance shares earned but not vested with respect to performance shares granted on 1/15/2015, and DERs related thereto.