SEC Form 4 · accession 0001140361-15-045617
ABM INDUSTRIES INC /DE/ · ABM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Farwell
Officer — Senior Vice President
Period of report
Dec 23, 2015
Accepted (ET)
Dec 28, 2015 · 9:12 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 23, 2015 | M | 1,000 | $17.90 | A | 39,764 | D | |
| Common StockF1 | Dec 23, 2015 | S | 769 | $29.2098 | D | 38,995 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2,F3 | $17.90 | Dec 23, 2015 | M | 1,000 | D | — | Jan 12, 2016 | Common Stock | 1,000 | 0 | D |
Explanation of responses
- F1Includes 7,462 RSUs, and DERs relating to the RSUs, 1,611 performance shares earned but not vested with respect to performance shares granted on 1/14/2013, 573 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, and DERs related thereto.
- F2Stock options granted under the 2006 Equity Incentive Plan.
- F325% exercisable on 1/12/2010 and 25% on the anniversary date of each of the following three years.