SEC Form 4 · accession 0001140361-15-038641
ABM INDUSTRIES INC /DE/ · ABM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William W Steele
Director
Period of report
Oct 23, 2015
Accepted (ET)
Oct 27, 2015 · 12:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 23, 2015 | M | 10,000 | $19.78 | A | 172,682 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2,F3 | $19.78 | Oct 23, 2015 | M | 10,000 | D | — | Nov 1, 2015 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Includes 7,579 unvested RSUs and 7,495 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.
- F2Non-employee director stock options.
- F320% exercisable 11/1/2006 and 20% on the anniversary date of each of the following four years.