SEC Form 4 · accession 0001140361-15-038089

· ABM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

James P McClure

Officer — Executive Vice President

Period of report

Oct 19, 2015

Accepted (ET)

Oct 20, 2015 · 4:46 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000771497

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Oct 19, 2015	M	8,446	$18.31	A	113,339	D
Common Stock^F2	Oct 19, 2015	S	8,446	$28.4899	D	104,893	D
Common Stock	Oct 19, 2015	M	7,126	$19.09	A	112,019	D
Common Stock^F3,F4	Oct 19, 2015	S	7,126	$28.491	D	104,893	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F5,F6	$18.31	Oct 19, 2015	M	8,446	D	—	Oct 11, 2019	Common Stock	8,446	8,447	D
Stock Options^F5,F7	$19.09	Oct 19, 2015	M	7,126	D	—	Sep 13, 2018	Common Stock	7,126	0	D

Explanation of responses

F1All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.22 to $28.69, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 of this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.22 to $28.68, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 of this Form 4.
F4Includes 23,995 unvested RSUs, 71,939 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 6,606 performance shares earned but not vested with respect to performance shares granted on 1/14/2013, 2,353 performance shares earned but not vested with respect to performance shares granted on 1/14/2014,and DERs related thereto.
F5Stock options granted under the 2006 Equity Incentive Plan.
F625% exercisable on 10/11/2013 and 25% on the anniversary date of each of the following three years.
F725% exercisable on 9/13/2012 and 25% on the anniversary date of each of the following three years.