SEC Form 4 · accession 0001140361-15-035971
ABM INDUSTRIES INC /DE/ · ABM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maryellen C Herringer
Director
Period of report
Sep 24, 2015
Accepted (ET)
Sep 28, 2015 · 10:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 24, 2015 | M | 10,000 | $19.78 | A | 137,878 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2,F3 | $19.78 | Sep 24, 2015 | M | 10,000 | A | — | Nov 1, 2015 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Includes 9,814 unvested RSUs and 15,291 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.
- F2Stock options granted under the 1987 Time-Vested Plan.
- F320% exercisable on 11/1/2006 and 20% on the anniversary date each of the following four years.