SEC Form 4 · accession 0001140361-15-034717
ABM INDUSTRIES INC /DE/ · ABM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Farwell
Officer — Senior Vice President
Period of report
Sep 6, 2015
Accepted (ET)
Sep 9, 2015 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 6, 2015 | F | 478 | $29.24 | D | 37,043 | D | |
| Common StockF1,F2 | Sep 8, 2015 | A | 2,118 | $0.00 | A | 39,162 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units (RSUs) granted under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. Units vest 50% on the second anniversary of the grant date and 50% on the fourth anniversary of the grant date, and will settle in shares of common stock. Dividend equivalent rights (DERs) will accrue.
- F2Includes 8,618 RSUs and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 1,602 performance shares earned but not vested with respect to performance shares granted on 1/14/2013, and 570 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, and DERs related thereto.