SEC Form 4 · accession 0001140361-15-015229
ABM INDUSTRIES INC /DE/ · ABM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sarah H McConnell
Officer — EVP/GEN. COUNSEL/CORP. SECTY.
Period of report
Apr 10, 2015
Accepted (ET)
Apr 13, 2015 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 10, 2015 | M | 5,620 | $21.20 | A | 57,417 | D | |
| Common StockF1 | Apr 10, 2015 | S | 4,800 | $32.0448 | D | 52,617 | D | |
| Common Stock | Apr 13, 2015 | M | 4,380 | $21.20 | A | 56,997 | D | |
| Common StockF2,F3 | Apr 13, 2015 | S | 3,730 | $32.0965 | D | 53,267 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4,F5 | $21.20 | Apr 10, 2015 | M | 5,620 | D | — | Mar 31, 2017 | Common Stock | 5,620 | 17,528 | D |
| Stock OptionsF4,F5 | $21.20 | Apr 13, 2015 | M | 4,380 | D | — | Mar 31, 2017 | Common Stock | 4,380 | 13,148 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.12, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.2125, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 of this Form 4.
- F3Includes 12,587 unvested RSUs, 20,671 vested RSUs, the receipt of which has been deferred, and DERS relating to the RSUs, 2,489 performance shares earned but not vested with respect to performance shares granted on 1/14/2013, 1,478 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, and DERs related thereto.
- F4Stock options granted under the 2006 Equity Incentive Plan.
- F5100% exercisable on the fifth anniversary of grant date.