SEC Form 4 · accession 0001140361-15-014735
ABM INDUSTRIES INC /DE/ · ABM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Lusk
Officer — Executive Vice President/CFO
Period of report
Apr 6, 2015
Accepted (ET)
Apr 8, 2015 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 6, 2015 | M | 43,178 | $21.20 | A | 106,715 | D | |
| Common StockF2,F3 | Apr 6, 2015 | S | 36,396 | $31.994 | D | 70,319 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4,F5 | $21.20 | Apr 6, 2015 | M | 43,178 | D | — | Mar 31, 2017 | Common Stock | 43,178 | 0 | D |
Explanation of responses
- F1All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.89 to $32.20, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 of this Form 4.
- F3Includes 18,381 unvested RSUs, 3,533 vested RSUs, the receipt of which has been deferred, and DERs relating to the RSUs, 4,933 performance shares earned but not vested with respect to performance shares granted on 1/14/2013, 1,757 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, and DERs related thereto.
- F4Stock options granted under the 2006 Equity Incentive Plan
- F5100% exercisable on the fifth anniversary of grant date.