SEC Form 4 · accession 0001140361-15-014065

· ABM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

James P McClure

Officer — Executive Vice President

Period of report

Mar 31, 2015

Accepted (ET)

Apr 2, 2015 · 2:24 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000771497

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 31, 2015	M	48,248	$21.20	A	152,605	D
Common Stock^F2	Mar 31, 2015	S	48,248	$31.7803	D	104,357	D
Common Stock	Apr 1, 2015	M	27,100	$21.20	A	131,457	D
Common Stock^F3,F4	Apr 1, 2015	S	27,100	$31.8262	D	104,357	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F5,F6	$21.20	Mar 31, 2015	M	48,248	D	—	Mar 31, 2017	Common Stock	48,248	67,492	D
Stock Options^F5,F6	$21.20	Apr 1, 2015	M	27,100	D	—	Mar 31, 2017	Common Stock	27,100	40,392	D

Explanation of responses

F1All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.40 to $31.95, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 of this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.66 to $31.98, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 of this Form 4.
F4Includes 24,524 unvested RSUs, 62,568 vested RSUs, the receipt of which has been deferred, and DERs relating to the RSUs, 6,542 performance shares earned but not vested with respect to performance shares granted on 1/14/2013, 2,330 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, and DERs related thereto.
F5Stock options granted under the 2006 Equity Incentive Plan
F6100% exercisable on the fifth anniversary of grant date.