SEC Form 4 · accession 0001140361-15-011146

· ABM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Tracy K Price

Officer — Executive Vice President

Period of report

Mar 6, 2015

Accepted (ET)

Mar 10, 2015 · 4:27 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000771497

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 6, 2015	M	23,009	$19.09	A	105,590	D
Common Stock^F1	Mar 6, 2015	S	23,009	$29.4041	D	82,581	D
Common Stock	Mar 8, 2015	F	5,634	$29.37	D	76,947	D
Common Stock	Mar 9, 2015	M	316	$19.09	A	77,263	D
Common Stock^F2	Mar 9, 2015	S	316	$29.4313	D	76,947	D
Common Stock	Mar 9, 2015	M	16,892	$18.31	A	93,839	D
Common Stock^F2	Mar 9, 2015	S	16,892	$29.4313	D	76,947	D
Common Stock	Mar 9, 2015	M	6,648	$25.30	A	83,595	D
Common Stock^F2,F3	Mar 9, 2015	S	6,648	$29.4313	D	76,947	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F4,F5	$19.09	Mar 6, 2015	M	23,009	D	—	Sep 13, 2018	Common Stock	23,009	8,092	D
Stock Options^F4,F5	$19.09	Mar 9, 2015	M	316	D	—	Sep 13, 2018	Common Stock	316	7,776	D
Stock Options^F4,F6	$18.31	Mar 9, 2015	M	16,892	D	—	Oct 11, 2019	Common Stock	16,892	16,893	D
Stock Options^F4,F7	$25.30	Mar 9, 2015	M	6,648	D	—	Sep 6, 2020	Common Stock	6,648	19,947	D

Explanation of responses

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.36 to $29.46, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.28 to $29.58, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 of this Form 4.
F3Includes 46,353 RSUs, and DERs related to the RSUs, 6,542 performance shares earned but not vested with respect to performance shares granted on 1/14/2013, 2,330 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, and DERs related thereto. Adjustments have also been made to reflect the cumulative effect of fractional shares and the final performance achievement related to performance shares granted on 3/8/2012.
F4Stock options granted under the 2006 Equity Incentive Plan.
F525% exercisable on 9/13/2012 and 25% on the anniversary date of each of the following three years.
F625% exercisable on 10/11/2013 and 25% on the anniversary date of each of the following three years.
F725% exercisable on 9/6/2014 and 25% on the anniversary date of each of the following three years.