SEC Form 4 · accession 0001140361-15-004066
ABM INDUSTRIES INC /DE/ · ABM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Lusk
Officer — Executive Vice President/CFO
Period of report
Feb 2, 2015
Accepted (ET)
Feb 4, 2015 · 3:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 2, 2015 | A | 318 | $29.31 | A | 76,833 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dividend equivalent rights (DERs) accrued on the restricted stock units granted under the 2006 Equity Incentive Plan and, if applicable, on performance shares granted under the 2006 Equity Plan, to the extent that such performance shares have been earned under the performance share program relating to such shares. DERs vest in the same manner as the awards to which they relate. Each DER is the economic equivalent of one share of ABM common stock.
- F2Includes 39,756 unvested RSUs, 3,533 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 8,719 performance shares earned but not vested with respect to performance shares granted on 3/8/2012, 4,933 performance shares earned but not vested with respect to performance shares granted on 1/14/2013, 1,757 performance shares earned but not vested with respect to performance shares granted on 1/14/2014,and DERs related thereto. The total shares reported have been reduced by 22 shares because a previous Form 4 inadvertently overstated the number of DERs acquired in November 2014 by this amount.