SEC Form 4 · accession 0001140361-15-002240

· ABM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jan 15, 2015

Accepted (ET)

Jan 20, 2015 · 6:32 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000771497

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jan 15, 2015	M	10,000	$19.78	A	23,295	D
Common Stock^F1	Jan 15, 2015	S	10,000	$29.1412	D	13,295	D
Common Stock^F2,F3	Jan 15, 2015	A	228	$0.00	A	13,523	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F4,F5	$19.78	Jan 15, 2015	M	10,000	D	—	Nov 1, 2015	Common Stock	10,000	0	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.025 to $29.65, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4.
F2Grant of restricted stock units (RSUs) to non-employee directors under the 2006 Equity Incentive Plan, representing a contingent right to receive shares of common stock. RSUs vest one-third on the date of the first Annual Meeting following grant date, and one-third each on the date of the subsequent second and third Annual Meetings following the grant date. Dividend equivalent rights will accrue.
F3Includes 7,576 unvested RSUs and 1,050 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.
F4Stock options granted under the 1987 Time-Vested Option Plan.
F520% exercisable on 11/1/2006 and 20% on the anniversary date each of the following four years.