SEC Form 4 · accession 0001140361-15-001920
ABM INDUSTRIES INC /DE/ · ABM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henrik C Slipsager
Officer — President & CEO · Director
Period of report
Jan 8, 2015
Accepted (ET)
Jan 15, 2015 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 8, 2015 | F | 5,441 | $29.44 | D | 199,628 | D | |
| Common StockF1 | Jan 13, 2015 | A | 23,660 | $0.00 | A | 223,288 | D | |
| Common StockF2 | Jan 13, 2015 | A | 7,509 | $0.00 | A | 230,797 | D | |
| Common StockF3,F4 | Jan 13, 2015 | A | 5,556 | $0.00 | A | 236,353 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares earned in connection with the performance shares previously granted on 3/8/2012, based on achievement of certain targets in the period ending 10/31/2014. These performance shares vest on 3/8/2015.
- F2Represents the number of shares earned in connection with the performance shares previously granted on 1/14/2013, based on achievement of certain targets in the period ending 10/31/2014. These performance shares vest on 1/14/2016.
- F3Represents the number of shares earned in connection with the performance shares previously granted on 1/14/2014, based on achievement of certain targets in the period ending 10/31/2014. These performance shares vest on 1/14/2017.
- F4Includes 45,731 unvested RSUs, 56,713 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 32,418 performance shares earned but not vested with respect to performance shares granted on 3/8/2012, 15,590 performance shares earned but not vested with respect to performance shares granted on 1/14/2013, 5,556 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, and DERs related thereto.