SEC Form 4 · accession 0001140361-15-001901
ABM INDUSTRIES INC /DE/ · ABM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean A Chin
Officer — SVP - Chief Accounting Officer
Period of report
Jan 13, 2015
Accepted (ET)
Jan 15, 2015 · 3:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 13, 2015 | A | 2,161 | $0.00 | A | 15,871 | D | |
| Common StockF2 | Jan 13, 2015 | A | 807 | $0.00 | A | 16,678 | D | |
| Common StockF3,F4 | Jan 13, 2015 | A | 597 | $0.00 | A | 17,275 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares earned in connection with the performance shares previously granted on 3/8/2012, based on achievement of certain targets in the period ending 10/31/2014. These performance shares vest on 3/8/2015.
- F2Represents the number of shares earned in connection with the performance shares previously granted on 1/14/2013, based on achievement of certain targets in the period ending 10/31/2014. These performance shares vest on 1/14/2016.
- F3Represents the number of shares earned in connection with the performance shares previously granted on 1/14/2014, based on achievement of certain targets in the period ending 10/31/2014. These performance shares vest on 1/14/2017.
- F4Includes 8,298 RSUs, adjusted to reflect the cumulative effect of fractional shares, 2,960 performance shares earned but not vested with respect to performance shares granted on 3/8/2012, 1,675 performance shares earned but not vested with respect to performance shares granted on 1/14/2013, 597 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, and DERs related thereto.