SEC Form 4 · accession 0001140361-15-001899
ABM INDUSTRIES INC /DE/ · ABM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Angelique M Carbo
Officer — SVP - Human Resources
Period of report
Jan 13, 2015
Accepted (ET)
Jan 15, 2015 · 3:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771497
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 13, 2015 | A | 928 | $0.00 | A | 12,817 | D | |
| Common StockF2,F3 | Jan 13, 2015 | A | 686 | $0.00 | A | 13,503 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares earned in connection with the performance shares previously granted on 1/14/2013, based on achievement of certain targets in the period ending 10/31/2014. These performance shares vest on 1/14/2016.
- F2Represents the number of shares earned in connection with the performance shares previously granted on 1/14/2014, based on achievement of certain targets in the period ending 10/31/2014. These performance shares vest on 1/14/2017.
- F3Includes 9,131 RSUs and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, and 1,926 performance shares earned but not vested with respect to performance shares granted on 1/14/2013, and 686 and performance shares earned but not vested with respect to performance shares granted on 1/14/2014, DERs related thereto.