SEC Form 4 · accession 0001140361-15-001825

· ABM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Henrik C Slipsager

Officer — President & CEO · Director

Period of report

Jan 12, 2015

Accepted (ET)

Jan 14, 2015 · 6:29 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000771497

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F2	Jan 12, 2015	S	5,000	$29.1333	D	201,729	D
Common Stock	Jan 12, 2015	M	19,451	$20.90	A	221,180	D
Common Stock^F3	Jan 12, 2015	S	16,200	$29.2083	D	204,980	D
Common Stock	Jan 13, 2015	M	549	$20.90	A	205,529	D
Common Stock^F4	Jan 13, 2015	S	460	$29.75	D	205,069	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F5,F6	$20.90	Jan 12, 2015	M	19,451	D	—	Sep 14, 2015	Common Stock	19,451	60,549	D
Stock Options^F5,F6	$20.90	Jan 13, 2015	M	549	D	—	Sep 14, 2015	Common Stock	549	60,000	D

Explanation of responses

F1All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.96 to $29.26, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 of this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.955 to $29.76, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3 of this Form 4.
F4Includes 45,730 unvested RSUs, 72,430 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 8,758 performance shares earned but not vested with respect to performance shares granted on 3/8/2012, 8,081 performance shares earned but not vested with respect to performance shares granted on 1/14/2013, and DERs related thereto.
F5Stock options granted under the 1987 Time Vested Plan.
F620% exercisable on 9/14/2006 and 20% on the anniversary date of each of the following 4 years.