SEC Form 5 · accession 0001735862-18-000001
KOPIN CORP · KOPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Goertek Inc.
10% Owner
Period of report
Dec 30, 2017
Accepted (ET)
Apr 6, 2018 · 2:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771266
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 7,589,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1GoerTek Inc. ("GoerTek") became a beneficial owner of these securities as of April 20, 2017, which made GoerTek subject to Section 16 as a 10.1% holder based upon 75,156,563 shares of common stock outstanding as of August 4, 2017, as set forth in the Issuer's Quarterly Report on Form 10-Q for the quarter ended July 1, 2017, filed with the Securities and Exchange Commission on August 10, 2017. A Form 3 was not filed at such time.