SEC Form 4 · accession 0000771266-16-000087
KOPIN CORP · KOPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Morton Collins
Director
Period of report
May 11, 2016
Accepted (ET)
May 11, 2016 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000771266
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2016 | A | 10,000 | $0.00 | A | 65,000 | D | |
| Common StockF2 | holding | — | — | — | 88,500 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 88,500 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The equity award vests on the first anniversary of the date of grant (05/11/17).
- F2These shares are held in a trust for the benefit of the reporting person's children. The reporting person's wife is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.
- F3These shares are held in a trust for the benefit of the reporting person's grandchildren. The reporting person's wife is a co-trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.