SEC Form 4 · accession 0001209191-17-054429
Autodesk, Inc. · ADSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lorrie M Norrington
Director
Period of report
Sep 28, 2017
Accepted (ET)
Sep 29, 2017 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000769397
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 28, 2017 | M | 25,000 | $43.81 | A | 46,492 | D | |
| Common StockF3,F1 | Sep 28, 2017 | S | 24,104 | $111.0956 | D | 22,388 | D | |
| Common StockF4,F1 | Sep 28, 2017 | S | 896 | $111.7418 | D | 21,492 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F5 | $43.81 | Sep 28, 2017 | M | 25,000 | D | Mar 24, 2012 | Mar 24, 2018 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1The total securities beneficially owned includes 3,201 shares of unvested Restricted Stock Units.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 6/30/2017.
- F3Shares were sold in various amounts from $110.56 to $111.55 inclusive. The price listed here reflects the average weighted price.
- F4Shares were sold in various amounts from $111.59 to $111.95 inclusive. The price listed here reflects the average weighted price.
- F5The option vests over a three-year period beginning on 3/24/2011, at the rate of 17,000 shares on the first anniversary, and 16,500 shares on the second and third anniversaries.