SEC Form 4 · accession 0001209191-17-042553
Autodesk, Inc. · ADSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stacy J Smith
Director
Period of report
Jun 29, 2017
Accepted (ET)
Jun 30, 2017 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000769397
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 29, 2017 | M | 50,000 | $34.70 | A | 97,218 | D | |
| Common StockF3,F1 | Jun 29, 2017 | S | 12,600 | $100.9239 | D | 84,618 | D | |
| Common StockF4,F1 | Jun 29, 2017 | S | 23,000 | $101.6565 | D | 61,618 | D | |
| Common StockF5,F1 | Jun 29, 2017 | S | 13,804 | $102.4675 | D | 47,814 | D | |
| Common StockF1 | Jun 29, 2017 | S | 596 | $103.57 | D | 47,218 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F6 | $34.70 | Jun 29, 2017 | M | 50,000 | D | Nov 7, 2012 | Nov 7, 2018 | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1The total securities beneficially owned includes 3,201 shares of unvested Restricted Stock Units.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017.
- F3Shares were sold in various amounts from $100.25 to $101.24 inclusive. The price listed here reflects the average weighted price.
- F4Shares were sold in various amounts from $101.25 to $102.24 inclusive. The price listed here reflects the average weighted price.
- F5Shares were sold in various amounts from $102.25 to $102.93 inclusive. The price listed here reflects the average weighted price.
- F6The option vests over a three-year period beginning on 11/07/2011, at the rate of 17,000 shares on the first anniversary, and 16,500 shares on the second and third anniversaries.