SEC Form 4 · accession 0001209191-17-042550
Autodesk, Inc. · ADSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lorrie M Norrington
Director
Period of report
Jun 29, 2017
Accepted (ET)
Jun 30, 2017 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000769397
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 29, 2017 | M | 25,000 | $43.81 | A | 46,492 | D | |
| Common StockF3,F1 | Jun 29, 2017 | S | 7,000 | $100.9509 | D | 39,492 | D | |
| Common StockF4,F1 | Jun 29, 2017 | S | 12,400 | $101.7616 | D | 27,092 | D | |
| Common StockF5,F1 | Jun 29, 2017 | S | 5,302 | $102.5168 | D | 21,790 | D | |
| Common StockF1 | Jun 29, 2017 | S | 298 | $103.57 | D | 21,492 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F6 | $43.81 | Jun 29, 2017 | M | 25,000 | D | Mar 24, 2012 | Mar 24, 2018 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1The total securities beneficially owned includes 3,201 shares of unvested Restricted Stock Units.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/31/2017.
- F3Shares were sold in various amounts from $100.29 to $101.28 inclusive. The price listed here reflects the average weighted price.
- F4Shares were sold in various amounts from $101.29 to $102.28 inclusive. The price listed here reflects the average weighted price.
- F5Shares were sold in various amounts from $102.29 to $102.93 inclusive. The price listed here reflects the average weighted price.
- F6The option vests over a three-year period beginning on 3/24/2011, at the rate of 17,000 shares on the first anniversary, and 16,500 shares on the second and third anniversaries.