SEC Form 4 · accession 0001209191-17-022290
Autodesk, Inc. · ADSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M Blum
Officer — SVP, Worldwide Sales
Period of report
Mar 21, 2017
Accepted (ET)
Mar 22, 2017 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000769397
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 21, 2017 | M | 40,872 | $43.81 | A | 142,972 | D | |
| Common StockF3,F1 | Mar 21, 2017 | S | 22,000 | $84.2595 | D | 120,972 | D | |
| Common StockF4,F1 | Mar 21, 2017 | S | 21,000 | $85.2759 | D | 99,972 | D | |
| Common StockF5,F1 | Mar 21, 2017 | S | 12,088 | $86.2169 | D | 87,884 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F6 | $43.81 | Mar 21, 2017 | M | 40,872 | D | Mar 24, 2012 | Mar 24, 2021 | Common Stock | 40,872 | 0 | D |
Explanation of responses
- F1The total securities beneficially owned includes 62,801 shares of unvested Restricted Stock Units.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/21/2016.
- F3Shares were sold in various amounts from $83.76 to $84.75 inclusive. The price listed here reflects the average weighted price.
- F4Shares were sold in various amounts from $84.77 to $85.76 inclusive. The price listed here reflects the average weighted price.
- F5Shares were sold in various amounts from $85.79 to $86.615 inclusive. The price listed here reflects the average weighted price.
- F6These stock options vested as to approximately 1/4 of the total shares on an annual basis over a four-year period from the date of grant on March 24, 2011.