SEC Form 4 · accession 0001209191-17-003501

Autodesk, Inc. · ADSK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Jan 11, 2017

Accepted (ET)

Jan 12, 2017 · 4:08 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000769397

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Jan 11, 2017	M	2,282	$43.81	A	118,894	D
Common Stock^F1	Jan 11, 2017	M	97,718	$43.81	A	216,612	D
Common Stock^F3,F1	Jan 11, 2017	S	100,000	$79.8415	D	116,612	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Incentive Stock Option (right to buy)^F4	$43.81	Jan 11, 2017	M	2,282	D	Mar 24, 2015	Mar 24, 2021	Common Stock	2,282	0	D
Non-Qualified Stock Option (right to buy)^F5	$43.81	Jan 11, 2017	M	97,718	D	Mar 24, 2012	Mar 24, 2021	Common Stock	97,718	0	D

F1The total securities beneficially owned includes 112,833 shares of unvested restricted stock units.
F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 23, 2016.
F3Shares were sold in various amounts from $79.18 to $80.15 inclusive. The price listed here reflects the average weighted price.
F4The option vests over a four-year period beginning on 03/24/2011 at the rate of 0 shares on each of the first, second, and third anniversaries, and 2,282 shares on the fourth anniversary.
F5The option vests over a four-year period beginning on 03/24/2011 at the rate of 75,000 shares on each of the first, second, and third anniversaries, and 72,718 shares on the fourth anniversary.