SEC Form 4 · accession 0001209191-15-083010
Autodesk, Inc. · ADSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kris Halvorsen
Director
Period of report
Nov 30, 2015
Accepted (ET)
Dec 2, 2015 · 7:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000769397
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 30, 2015 | M | 15,000 | $36.44 | A | 53,640 | D | |
| Common StockF2 | Nov 30, 2015 | S | 23,300 | $63.4743 | D | 30,340 | D | |
| Common Stock | Dec 1, 2015 | M | 5,000 | $36.44 | A | 35,340 | D | |
| Common StockF1 | Dec 1, 2015 | S | 5,000 | $63.90 | D | 30,340 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $36.44 | Nov 30, 2015 | M | 15,000 | D | Jun 7, 2012 | Jun 16, 2018 | Common Stock | 15,000 | 5,000 | D |
| Non-Qualified Stock Option (Right to Buy) | $36.44 | Dec 1, 2015 | M | 5,000 | D | Jun 7, 2012 | Jun 16, 2018 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1The total securities beneficially owned includes 6,402 shares of unvested restricted stock units.
- F2Shares were sold in various amounts between from $63.30 to $63.70 inclusive. The price listed here reflects the average weighted price.