SEC Form 4 · accession 0001209191-15-079176
Autodesk, Inc. · ADSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul D. Underwood
Officer — VP, PAO & Corporate Controller
Period of report
Nov 5, 2015
Accepted (ET)
Nov 9, 2015 · 6:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000769397
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 5, 2015 | M | 2,500 | $28.56 | A | 11,127 | D | |
| Common StockF1 | Nov 5, 2015 | S | 2,500 | $60.14 | D | 8,627 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $28.56 | Nov 5, 2015 | M | 2,500 | D | Sep 21, 2012 | Sep 21, 2021 | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1The total securities beneficially owned includes 8,627 shares of unvested restricted stock units.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2014.
- F3The option vests in four equal annual installments of 2,500 shares beginning on 09/21/2011.