SEC Form 4 · accession 0001209191-15-079174
Autodesk, Inc. · ADSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pascal W Di Fronzo
Officer — SVP, General Counsel
Period of report
Nov 5, 2015
Accepted (ET)
Nov 9, 2015 · 6:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000769397
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 5, 2015 | S | 618 | $60.14 | D | 55,187 | D | |
| Common StockF2 | Nov 6, 2015 | M | 2,282 | $43.81 | A | 57,469 | D | |
| Common StockF2 | Nov 6, 2015 | M | 4,593 | $43.81 | A | 62,062 | D | |
| Common StockF2 | Nov 6, 2015 | S | 6,875 | $63.85 | D | 55,187 | D | |
| Common StockF2 | Nov 6, 2015 | S | 11,805 | $63.78 | D | 43,382 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $43.81 | Nov 6, 2015 | M | 2,282 | D | Mar 24, 2015 | Mar 24, 2021 | Common Stock | 2,282 | 0 | D |
| Non-Qualified Stock Option (Right to Buy)F3 | $43.81 | Nov 6, 2015 | M | 4,593 | D | Mar 24, 2012 | Mar 24, 2021 | Common Stock | 4,593 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 2, 2015.
- F2The total securities beneficially owned includes 27,690 shares of unvested restricted stock units.
- F3The option vests as to 6,875 shares on each of March 24, 2012, March 24, 2013 and March 24, 2014 and as to 4,593 shares on March 24, 2015.