SEC Form 4 · accession 0001209191-15-018657
Autodesk, Inc. · ADSK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul D. Underwood
Officer — VP, PAO & Corporate Controller
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000769397
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 23, 2015 | M | 8,000 | $41.62 | A | 17,385 | D | |
| Common StockF1,F2 | Feb 23, 2015 | M | 2,500 | $28.56 | A | 19,885 | D | |
| Common StockF4,F1,F2 | Feb 23, 2015 | S | 10,500 | $61.6613 | D | 9,385 | D | |
| Common StockF2 | Feb 23, 2015 | S | 54 | $62.42 | D | 9,331 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $41.62 | Feb 23, 2015 | M | 8,000 | D | Mar 23, 2014 | Mar 23, 2021 | Common Stock | 8,000 | 0 | D |
| Stock Option (Right to Buy) | $28.56 | Feb 23, 2015 | M | 2,500 | D | Sep 21, 2014 | Sep 21, 2021 | Common Stock | 2,500 | 2,500 | D |
Explanation of responses
- F1Includes shares acquired in September 2014 pursuant to the Issuer's Employee Stock Purchase Plan.
- F2The total securities beneficially owned includes 7,960 shares of unvested restricted stock units.
- F3The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2014.
- F4Shares were sold in various amounts between $61.42 and $62.31 inclusive. The price listed here reflects the average weighted price.