SEC Form 4 · accession 0000768835-18-000086
BIG LOTS INC · BIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa M Bachmann
Officer — Executive Vice President
Period of report
Aug 20, 2018
Accepted (ET)
Aug 22, 2018 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000768835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 20, 2018 | M | 7,517 | $43.85 | A | 61,630 | D | |
| Common Stock | Aug 20, 2018 | S | 7,517 | $48.85 | D | 54,113 | D | |
| Common Stock | Aug 21, 2018 | M | 2,750 | $43.85 | A | 56,863 | D | |
| Common Stock | Aug 21, 2018 | S | 2,750 | $48.85 | D | 54,113 | D | |
| Common Stock | Aug 22, 2018 | M | 29,733 | $43.85 | A | 83,846 | D | |
| Common Stock | Aug 22, 2018 | S | 29,733 | $48.85 | D | 54,113 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Purchase OptionF2 | $43.85 | Aug 20, 2018 | M | 7,517 | D | Mar 6, 2016 | Mar 6, 2019 | Common Stock | 7,517 | 32,483 | D |
| Stock Purchase OptionF2 | $43.85 | Aug 21, 2018 | M | 2,750 | D | Mar 6, 2016 | Mar 6, 2019 | Common Stock | 2,750 | 29,733 | D |
| Stock Purchase OptionF2 | $43.85 | Aug 22, 2018 | M | 29,733 | D | Mar 6, 2016 | Mar 6, 2019 | Common Stock | 29,733 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were made pursuant to a plan intended to comply with Rule 10b5-1.
- F2The date upon which this Stock Purchase Option became fully exercisable.