SEC Form 4 · accession 0000768835-18-000004
BIG LOTS INC · BIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy A Johnson
Officer — Executive Vice President
Period of report
Jan 4, 2018
Accepted (ET)
Jan 8, 2018 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000768835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2018 | M | 12,000 | $41.12 | A | 65,649 | D | |
| Common Stock | Jan 4, 2018 | S | 12,000 | $55.00 | D | 53,649 | D | |
| Common Stock | Jan 4, 2018 | M | 8,000 | $33.67 | A | 61,649 | D | |
| Common Stock | Jan 4, 2018 | S | 8,000 | $55.00 | D | 53,649 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Purchase OptionF2 | $41.12 | Jan 4, 2018 | M | 12,000 | D | Mar 7, 2015 | Mar 7, 2018 | Common Stock | 12,000 | 0 | D |
| Stock Purchase OptionF2 | $33.67 | Jan 4, 2018 | M | 8,000 | D | Jul 18, 2015 | Jul 18, 2018 | Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were made pursuant to a plan intended to comply with Rule 10b5-1.
- F2The date upon which this Stock Purchase Option became fully exercisable.