SEC Form 4 · accession 0000768835-17-000079
BIG LOTS INC · BIG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa M Bachmann
Officer — Executive Vice President
Period of report
Aug 4, 2017
Accepted (ET)
Aug 8, 2017 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000768835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 4, 2017 | M | 2,169 | $41.12 | A | 48,089 | D | |
| Common StockF2 | Aug 4, 2017 | S | 2,169 | $51.001 | D | 45,920 | D | |
| Common Stock | Aug 7, 2017 | M | 37,831 | $41.12 | A | 83,751 | D | |
| Common StockF3 | Aug 7, 2017 | S | 37,831 | $51.001 | D | 45,920 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Purchase OptionF4 | $41.12 | Aug 4, 2017 | M | 2,169 | D | Mar 7, 2015 | Mar 7, 2018 | Common Stock | 2,169 | 37,831 | D |
| Stock Purchase OptionF4 | $41.12 | Aug 7, 2017 | M | 37,831 | D | Mar 7, 2015 | Mar 7, 2018 | Common Stock | 37,831 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were made pursuant to a plan intended to comply with Rule 10b5-1.
- F2The value represents the weighted average sale price for the transactions reported on the corresponding line. The actual sales prices for the transactions reported on the corresponding line ranged from $51.00 to $51.01. The reporting person undertakes to provide (upon request by the SEC, the issuer or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- F3The value represents the weighted average sale price for the transactions reported on the corresponding line. The actual sales prices for the transactions reported on the corresponding line ranged from $51.00 to $51.05. The reporting person undertakes to provide (upon request by the SEC, the issuer or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- F4The date upon which this Stock Purchase Option fully vested.